Veritas solutions focus on information, not infrastructure. Our comprehensive 360 approach to multi-cloud data
management provides protection, availability and insight everywhere your information travels.
Explore 360 Data Management
Multi-cloud data management can help you get to the cloud, from the cloud or between clouds, with ease. Our
holistic approach to managing data is built for the multi-cloud and geared for the digital business.
The Veritas General Data Protection Regulation (GDPR) solution combines market-leading technologies and the
expertise of our Professional Services advisors to lead you toward compliance.
Veritas services help you take charge of IT and business complexity. We build a trusted advisor relationship,
based on experience and best practices. Our experts help you maximise the value of your information.
We view our entire business through the lens of our customers. By listening to you, your strategic priorities
become our new capabilities. Your successes become our successes. All of our decisions are made with you in
Veritas Technologies empowers businesses of all sizes to discover the truth in information—their most important
digital asset. Ninety-seven percent of Fortune 100 companies rely on Veritas today.
The Securities and Exchange Commission (SEC) requires broker-dealers to adhere to numerous regulations, including SEC 17a-4(f)(3)(vii), also known as the Designated Third Party for Broker Dealers. SEC 17a-4(f)(3)(vii) details critical record keeping requirements on how electronic data is stored. Broker-dealers are required by this rule to retain a designated third party who can access electronically stored information for the SEC’s review.
Veritas’s Designated Third Party (D3P) service offers a safe, secure and compliant solution. Veritas assists financial institutions in meeting the SEC’s and FINRA’s requirements. Users who have D3P have their data continuously available, which helps achieve compliance.
Veritas’s comprehensive environmental plans not only satisfy the independent third-party requirement, but also help uncover system and configuration issues in advance of an audit. Veritas’s detailed methodology involves analysing your compliance status with record archiving and retrieval procedures to the SEC, FINRA and/or other regulatory authorities.
Veritas’s solution is applicable to all WORM compliant (write once, read many) storage archives, whether they are on-premises or in the cloud. Our team will work with your network and systems administrators to access the records we’re asked to cover.
The result is peace of mind and assurance that your firm has satisfied these requirements in a secure and reliable manner.
All documentation needed to file with the SEC and other self-regulatory organisations.
Veritas can send an analyst to your facility to perform on-site testing.
Veritas can access your system remotely online once you provide access.
Questions? Call Us: (44) 08002-799810