Veritas is ready to handle Rule 17a-4(f)(3)(vii) audits. Instead of risking millions in SEC compliance penalties, trust Veritas to broker your audits with our reliable, affordable and proven solutions.
Our dedicated team works with your network and system administrators to secure all required records.
We uncover issues in advance of an audit with a comprehensive systems review.
We secure required documentation and ensure continuous data availability.
We perform additional testing to ensure infrastructure integrity on behalf of regulators.
In addition to processing all documentation the SEC requires, our team provides:
Veritas helps top financial institutions meet and maintain strict FINRA compliance requirements to ensure data availability and business continuity across all mission-critical applications.
Veritas provides flexible options for regulator-related annual tests of compliance and capabilities.
Veritas can send an analyst to your facility to perform on-site testing.
Veritas can access your system remotely online once you provide access.
Our integrated product portfolio synthesizes intelligence across unstructured data sources to minimize business risk.